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Compliance

2025

Jul 31 2025 - Notice of Executive Officers - July 2025(opens in new window)
Jan 31 2025 - Notice of Executive Officers - January 2025(opens in new window)

2024

Dec 31 2024 - NYAG Annual Certificate of Compliance - 2024(opens in new window)
Jul 30 2024 - Notice of Executive Officers - July 2024(opens in new window)
Jan 31 2024 - Notice of Executive Officers - January 2024(opens in new window)

2023

Dec 31 2023 - NYAG Annual Certificate of Compliance - 2023(opens in new window)
Jul 30 2023 - Notice of Executive Officers - July 2023(opens in new window)
Jan 31 2023 - Notice of Executive Officers - January 2023(opens in new window)

2022

Dec 31 2022 - NYAG Annual Certificate of Compliance - 2022 (opens in new window)
Jul 30 2022 - Notice of Executive Officers - July 2022(opens in new window)
Jan 31 2022 - Notice of Executive Officers - January 2022(opens in new window)

2021

Dec 31 2021 - NYAG Annual Certificate of Compliance - 2021(opens in new window)
Jul 30 2021 - Notice of Executive Officers - July 2021(opens in new window)
Jan 01 2021 - Notice of Executive Officers - January 2021(opens in new window)

2020

Dec 31 2020 - NYAG Annual Certificate of Compliance - 2020(opens in new window)
Nov 30 2020 - Notice of Third Party Compensation - November 2020(opens in new window)
Jul 28 2020 - Notice of Executive Officers - July 2020(opens in new window)
Feb 13 2020 - Notice of Third Party Compensation - February 2020(opens in new window)
Jan 30 2020 - Notice of Executive Officers – January 2020(opens in new window)

2019

Dec 31 2019 - NYAG Annual Certificate of Compliance - 2019(opens in new window)
Jul 23 2019 - Notice of Executive Officers – July 2019(opens in new window)
Jan 07 2019 - Notice of Executive Officers – January 2019(opens in new window)

2018

Dec 31 2018 - NYAG Annual Certificate of Compliance – 2018(opens in new window)
Jul 23 2018 - Notice of Executive Officers – July 2018(opens in new window)
Jan 25 2018 - Notice of Executive Officers – January 2018(opens in new window)

2017

Dec 01 2017 - NYAG Annual Certificate of Compliance - 2017(opens in new window)
Jul 24 2017 - Notice of Executive Officers - July 2017(opens in new window)
Jan 25 2017 - Notice of Executive Officers - January 2017(opens in new window)
Jan 25 2017 - Political Contribution Disclosure 2016(opens in new window)

2016

Dec 01 2016 - NYAG Annual Certificate of Compliance - 2016(opens in new window)
Jul 30 2016 - Notice of Executive Officers - July 2016(opens in new window)
Jan 30 2016 - Notice of Executive Officers - January 2016(opens in new window)
Jan 25 2016 - Political Contribution Disclosure 2015(opens in new window)

2015

Dec 08 2015 - NYAG Annual Certificate of Compliance - 2015(opens in new window)
Jul 30 2015 - 2015 Public Pension Fund Reform Code of Conduct – Executive Officers(opens in new window)
Jan 30 2015 - 2014 Public Pension Fund Reform Code of Conduct – Political Contributions(opens in new window)
Jan 30 2015 - 2014 Public Pension Reform Code of Conduct – Executive Officers(opens in new window)

2014

Dec 18 2014 - 2014 Public Pension Fund - Annual Certificate of Compliance(opens in new window)
Jul 30 2014 - 2014 Notice of Third Party Compensation(opens in new window)
Jul 30 2014 - 2014 Public Pension Fund Reform Code of Conduct - Executive Officers(opens in new window)
Jan 30 2014 - 2013 Public Pension Fund Reform Code of Conduct - Political Contributions(opens in new window)
Jan 30 2014 - 2013 Public Pension Fund Reform Code of Conduct - Executive Officers(opens in new window)

2013

Dec 19 2013 - 2013 Public Pension Fund - Annual Certificate of Compliance(opens in new window)
Jul 30 2013 - 2013 Public Pension Fund Reform Code of Conduct - Executive Officers(opens in new window)
Jan 31 2013 - 2012 Public Pension Fund Reform Code of Conduct - Executive Officers(opens in new window)
Jan 31 2013 - 2012 Public Pension Fund Reform Code of Conduct - Political Contributions(opens in new window)

2012

Dec 20 2012 - 2012 Public Pension Fund - Annual Certificate of Compliance(opens in new window)
Jul 27 2012 - 2012 Public Pension Fund Reform Code of Conduct - Executive Officers(opens in new window)
Jan 31 2012 - 2011 Public Pension Fund Reform Code of Conduct - Political Contributions(opens in new window)
Jan 31 2012 - 2012 Public Pension Fund Reform Code of Conduct - Executive Officers(opens in new window)

2011

Dec 29 2011 - 2011 Public Pension Fund - Annual Certificate of Compliance(opens in new window)
Jul 29 2011 - 2011 Public Pension Fund Reform Code of Conduct - Executive Officers(opens in new window)
Jan 31 2011 - 2010 Public Pension Fund Reform Code of Conduct - Executive Officers(opens in new window)
Jan 31 2011 - 2010 Public Pension Fund Reform Code of Conduct - Political Contributions (updated March 3, 2011)(opens in new window)

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